Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 27 Sep 2019)
    • (11)Employed By (since 27 Sep 2019)
  • ELDON FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 221354

    • CF30 Customer (1 Jul 2012 to 4 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Carter Thompson & Associates Limited

  2. controlled function added: (11)Employed By at Carter Thompson & Associates Limited