ELDON FINANCIAL PLANNING LIMITED

• Principal Place of Business

  1 Parsons Court

  Welbury Way

  Aycliffe Business Park

  Newton Aycliffe

  Durham

  DL5 6ZE

  UNITED KINGDOM

  Phone

  +4401325318000

  Web

  https://www.eldonfinancial.co.uk

• Complaints Contact

  1 Parsons Court

  Welbury Way

  Aycliffe Business Park

  Newton Aycliffe

  Durham

  DL5 6ZE

  UNITED KINGDOM

  Phone

  +4401325318000

• Financial Mis-Selling Claims

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Claims Lead Generation

• Adam James Kinsley

  IRN AXK12979

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF3 Executive Director (since 1 Jan 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
• Anthony Paul Conner

  IRN APC00066

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Dec 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Aug 2021)
  • CF11 Money Laundering Reporting (11 Jan 2010 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (10 Feb 2003 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (10 Feb 2003 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (10 Feb 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (10 Feb 2003 to 31 Oct 2007)
• Bethany Marie Cowell

  IRN BXC00207

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 1 Oct 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
• Gemma Louise Siddle

  IRN GLA01020

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • Responsible for Insurance Distribution (since 5 Aug 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF10 Compliance Oversight (1 Jan 2017 to 8 Dec 2019)
  • CF1 Director (13 May 2016 to 8 Dec 2019)
  • CF30 Customer (1 Apr 2008 to 8 Dec 2019)
• James Edward Hunt

  IRN JXH00677

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Jul 2021)
  • [FCA CF] Client dealing (since 21 Jul 2021)
• Jocelyn Anne Harwood

  IRN JAH00037

  • CF30 Customer (1 Nov 2007 to 1 Jan 2017)
  • CF21 Investment Adviser (10 Feb 2003 to 31 Oct 2007)
  • CF1 Director (10 Feb 2003 to 21 Nov 2016)
  • CF10 Compliance Oversight (10 Feb 2003 to 1 Jan 2017)
  • CF24 Pension Transfer Specialist (10 Feb 2003 to 31 Oct 2007)
• Jonathan James Bean

  IRN JJB01198

  • CF30 Customer (1 Jul 2012 to 4 Mar 2019)
• Kevin Andrew McCarthy

  IRN KXM07743

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Dec 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (12 Nov 2018 to 8 Dec 2019)
• Natasha Jade Fenwick

  IRN NXN00064

  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2021)
• Neale Cooke

  IRN NXC01651

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Sep 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2021)
  • CF30 Customer (2 Feb 2016 to 8 Dec 2019)

No changes recorded yet.