Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Nov 2016 to 8 Dec 2019)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (13 Apr 2012 to 10 Jan 2014)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF30 Customer (15 Apr 2010 to 6 Apr 2012)
    • CF21 Investment Adviser (8 Jan 2002 to 6 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.