Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Client dealing (27 Feb 2018 to 30 Sep 2020)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (27 Feb 2017 to 30 Sep 2020)
    • [FCA CF] Manager of certification employee (27 Feb 2017 to 26 Feb 2018)
    • CF30 Customer (26 Jan 2016 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Manager of certification employee (27 Feb 2017 to 12 Feb 2019)
    • [FCA CF] Client dealing (27 Feb 2017 to 12 Feb 2019)
    • CF30 Customer (26 Jan 2016 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (9 Aug 2013 to 14 Oct 2014)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (20 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.