Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AIB GROUP (UK) P.L.C. (no longer approved here)

    FRN 122088

    • SMF18 Other Overall Responsibility (1 Nov 2021 to 22 Feb 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (19 Feb 2018 to 31 Oct 2021)
    • [PRA CF] Managing a material risk taker (19 Feb 2018 to 31 Oct 2021)
    • [FCA CF] Significant management (23 Feb 2017 to 31 Oct 2021)
    • [PRA CF] Significant risk taker or Material risk taker (23 Feb 2017 to 31 Oct 2021)
    • [FCA CF] Material risk taker (23 Feb 2017 to 31 Oct 2021)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Significant management (23 Feb 2017 to 18 Feb 2018)
  • Allied Irish Banks Plc (no longer approved here)

    FRN 204793

    • CF30 Customer (1 Nov 2007 to 4 Sep 2008)
    • CF21 Investment Adviser (19 Nov 2002 to 31 Oct 2007)
    • CF26 Customer Trading (19 Nov 2002 to 31 Oct 2007)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.