Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (1 Nov 2021 to 22 Feb 2024)
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- [FCA CF] Manager of certification employee (19 Feb 2018 to 31 Oct 2021)
- [PRA CF] Managing a material risk taker (19 Feb 2018 to 31 Oct 2021)
- [FCA CF] Significant management (23 Feb 2017 to 31 Oct 2021)
- [PRA CF] Significant risk taker or Material risk taker (23 Feb 2017 to 31 Oct 2021)
- [FCA CF] Material risk taker (23 Feb 2017 to 31 Oct 2021)
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- [FCA CF] Significant management (23 Feb 2017 to 18 Feb 2018)
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- CF30 Customer (1 Nov 2007 to 4 Sep 2008)
- CF21 Investment Adviser (19 Nov 2002 to 31 Oct 2007)
- CF26 Customer Trading (19 Nov 2002 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.