Jonathan Dowling

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pareto Financial Planning Limited

    FRN 618272

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 28 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 28 Jun 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 28 Apr 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (13 Jul 2016 to 1 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.