Jonathan Davis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SMBC Nikko Capital Markets Limited (no longer approved here)
FRN 171935
- [FCA CF] Client dealing (29 Oct 2021 to 11 Nov 2024)
- [FCA CF] Manager of certification employee (29 Oct 2021 to 11 Nov 2024)
SMBC Bank International plc (no longer approved here)
FRN 223304
- [FCA CF] Client dealing (9 Jan 2019 to 11 Nov 2024)
- [FCA CF] Manager of certification employee (9 Jan 2019 to 11 Nov 2024)
Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)
FRN 769072
- [FCA CF] Manager of certification employee (9 Jan 2019 to 11 Nov 2024)
- [FCA CF] Client dealing (9 Jan 2019 to 11 Nov 2024)
SSM ONE LIMITED (no longer approved here)
FRN 716565
- CF1 Director (21 Mar 2016 to 1 Nov 2016)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF21 Investment Adviser (11 May 2004 to 4 Aug 2006)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.