Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
The Bank of Nova Scotia
FRN 141308
- [FCA CF] Material risk taker (since 17 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 17 Mar 2025)
- [FCA CF] Manager of certification employee (since 4 Nov 2024)
- [FCA CF] Client dealing (since 21 Mar 2022)
- [FCA CF] Algorithmic trading (1 Sep 2023 to 9 Mar 2026)
-
- [FCA CF] Client dealing (20 Oct 2017 to 17 Dec 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.