Jonathan David Fennell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IPS Capital LLP

    FRN 471375

    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (26 Sep 2011 to 30 Oct 2013)
    • CF30 Customer (6 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (6 Nov 2007 to 8 Dec 2019)
  • TIMOTHY JAMES & PARTNERS LIMITED (no longer approved here)

    FRN 179854

    • CF21 Investment Adviser (23 Aug 2002 to 16 Jan 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.