Jonathan Dann

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Guggenheim Securities International Ltd

    FRN 485435

    • [FCA CF] Client dealing (since 8 Jul 2023)
    • [FCA CF] Manager of certification employee (since 8 Jul 2023)
    • [FCA CF] Material risk taker (8 Jul 2023 to 17 Oct 2023)
  • Greenhill & Co. International LLP (no longer approved here)

    FRN 474168

    • [FCA CF] Client dealing (11 Mar 2021 to 5 May 2023)
    • CF4 Partner (2 Apr 2019 to 21 Nov 2019)
    • CF30 Customer (2 Apr 2019 to 8 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 15 Jan 2019)
    • [FCA CF] Material risk taker (7 Mar 2017 to 15 Jan 2019)
    • CF30 Customer (5 Aug 2014 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (7 Mar 2017 to 15 Jan 2019)
    • [FCA CF] Client dealing (7 Mar 2017 to 15 Jan 2019)
    • CF30 Customer (5 Aug 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (13 Oct 2009 to 7 May 2014)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (2 Jun 2008 to 13 Oct 2009)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 13 Oct 2009)
    • CF21 Investment Adviser (9 Dec 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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