Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Global Asset Management (UK) Limited
FRN 189154
- [FCA CF] Client dealing (since 2 Jun 2025)
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- [FCA CF] Client dealing (31 Dec 2023 to 7 Oct 2024)
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- [FCA CF] Client dealing (11 Oct 2023 to 7 Oct 2024)
- [FCA CF] Manager of certification employee (11 Oct 2023 to 7 Oct 2024)
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- [FCA CF] Client dealing (11 Oct 2023 to 7 Oct 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Oct 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 7 Oct 2024)
- CF30 Customer (15 Sep 2009 to 8 Dec 2019)
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- [FCA CF] Client dealing (11 Oct 2023 to 7 Oct 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Oct 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 7 Oct 2024)
- CF30 Customer (15 Sep 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.