Jonathan Christopher Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Dec 2014)
    • CF30 Customer (since 1 Dec 2014)
  • Jonathan Smith Consulting Ltd

    FRN 654937

    • (2)Employed By (since 20 Nov 2014)
  • RIVERPARK INVESTMENT & FINANCIAL CONSULTANTS LTD. (no longer approved here)

    FRN 455480

    • CF30 Customer (1 Jun 2011 to 15 Jun 2015)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (67)Employed By (13 Dec 2010 to 6 Jul 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (13 Dec 2010 to 6 Jul 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (19 Mar 2007 to 2 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (67)Employed By at One Financial Planning Ltd