Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Service Financial Limited (no longer approved here)

    FRN 479175

    • SMF3 Executive Director (9 Dec 2019 to 17 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Sep 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Sep 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Sep 2020)
    • Responsibility for MCD Intermediation (21 Sep 2016 to 17 Sep 2020)
    • CF11 Money Laundering Reporting (1 Apr 2008 to 8 Dec 2019)
    • CF1 Director (1 Apr 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2008 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Apr 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 Apr 2008 to 30 Sep 2018)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF1 Director (AR) (16 Jan 2007 to 30 Mar 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • 4U2B Limited (no longer approved here)

    FRN 430054

    • (6)Employed By (12 Jan 2007 to 31 Mar 2008)
  • First Service Financial (no longer approved here)

    FRN 197091

    • (1)Employed By (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 4U2B Limited

  2. controlled function added: (6)Employed By at 4U2B Limited