Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 16 Jun 2025)
    • [FCA CF] Client dealing (since 16 Jun 2025)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (4 Dec 2020 to 23 May 2025)
    • [FCA CF] Client dealing (4 Dec 2020 to 23 May 2025)
    • CF30 Customer (18 Dec 2017 to 8 Dec 2019)
  • Chalfont Investment Consultants Limited (no longer approved here)

    FRN 125116

    • CF30 Customer (16 Nov 2009 to 1 Dec 2010)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (14 May 2004 to 17 Nov 2005)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (542)Employed By (14 May 2004 to 17 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.