Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PROSPERITY IFA LIMITED
FRN 772483
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 16 Jun 2025)
- [FCA CF] Client dealing (since 16 Jun 2025)
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- [FCA CF] Functions requiring qualifications (4 Dec 2020 to 23 May 2025)
- [FCA CF] Client dealing (4 Dec 2020 to 23 May 2025)
- CF30 Customer (18 Dec 2017 to 8 Dec 2019)
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- CF30 Customer (16 Nov 2009 to 1 Dec 2010)
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- CF21 Investment Adviser (14 May 2004 to 17 Nov 2005)
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- (542)Employed By (14 May 2004 to 17 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
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