Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Jan 2022 to 1 Jun 2024)
- [FCA CF] Client dealing (1 Jan 2022 to 1 Jun 2024)
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- CF30 Customer (13 Oct 2009 to 31 Jul 2019)
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- CF30 Customer (1 Nov 2007 to 11 Sep 2009)
- CF27 Investment Management (14 Mar 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (24 Nov 2003 to 30 Jun 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.