Jonathan Barry Newman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia

    FRN 141308

    • [FCA CF] Manager of certification employee (since 27 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2023)
    • [FCA CF] Material risk taker (since 1 Nov 2023)
    • [FCA CF] Client dealing (since 7 Nov 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (21 Jun 2004 to 31 Oct 2007)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF21 Investment Adviser (1 Dec 2001 to 21 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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