Jonathan Arrowsmith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC

    FRN 172330

    • SMF18 Other Overall Responsibility (since 13 Jan 2021)
    • [FCA CF] Material risk taker (5 Mar 2020 to 13 Jan 2021)
    • [FCA CF] Manager of certification employee (1 Mar 2019 to 13 Jan 2021)
    • [FCA CF] Client dealing (1 Mar 2019 to 13 Jan 2021)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF1 Director (15 Jul 2012 to 19 Nov 2018)
    • CF30 Customer (1 Nov 2007 to 19 Nov 2018)
    • CF23 Corporate Finance Adviser (7 Oct 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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