Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 30 Jun 2010)
- CF22 Investment Adviser (Trainee) (6 Mar 2007 to 31 Oct 2007)
- CF1 Director (AR) (4 Jan 2007 to 30 Jun 2010)
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- Employed By (4 Jan 2007 to 30 Jun 2010)
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- CF21 Investment Adviser (30 Sep 2004 to 5 Jan 2007)
- CF22 Investment Adviser (Trainee) (19 Feb 2004 to 30 Sep 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Jul 2003)
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- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.