Jon Bell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Deutsche Bank AG
FRN 150018
- [FCA CF] Manager of certification employee (since 26 Jul 2019)
- [FCA CF] Client dealing (since 15 Jul 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (18 Sep 2013 to 6 Mar 2016)
SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)
FRN 124784
- CF30 Customer (1 Nov 2007 to 2 Sep 2013)
- CF21 Investment Adviser (26 Oct 2004 to 31 Oct 2007)
N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- CF21 Investment Adviser (1 Dec 2003 to 16 Jul 2004)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF21 Investment Adviser (29 Jan 2002 to 16 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.