Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 17 Nov 2025)
    • [FCA CF] Client dealing (since 1 Feb 2020)
    • [FCA CF] Material risk taker (since 1 Feb 2020)
    • CF30 Customer (19 Dec 2011 to 8 Dec 2019)
  • Britannic Energy Trading Limited (no longer approved here)

    FRN 184256

    • [FCA CF] Material risk taker (1 Feb 2020 to 16 May 2024)
    • [FCA CF] Client dealing (1 Feb 2020 to 16 May 2024)
    • CF30 Customer (19 Dec 2011 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (5 Jan 2010 to 18 Jul 2011)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (7 Mar 2008 to 21 Nov 2009)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
    • CF21 Investment Adviser (14 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.