Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF17 Money Laundering Reporting Officer (MLRO) (17 Feb 2020 to 20 Apr 2021)
- SMF3 Executive Director (9 Dec 2019 to 30 Oct 2023)
- CF10a CASS Oversight function (1 Nov 2012 to 8 Dec 2019)
- CF1 Director (17 Jul 2012 to 8 Dec 2019)
- CF28 Systems and controls (4 Jan 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.