Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jarvis Investment Management Limited (no longer approved here)

    FRN 116413

    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Feb 2020 to 20 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2023)
    • CF10a CASS Oversight function (1 Nov 2012 to 8 Dec 2019)
    • CF1 Director (17 Jul 2012 to 8 Dec 2019)
    • CF28 Systems and controls (4 Jan 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.