Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 Mar 2020)
    • [FCA CF] Manager of certification employee (since 11 Mar 2020)
    • [FCA CF] Material risk taker (since 11 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Mar 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 7 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Oct 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Oct 2019)
    • CF30 Customer (23 Jun 2009 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2002)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 12 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.