Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Mitsubishi UFJ Trust and Banking Corporation
FRN 124708
- [FCA CF] Client dealing (since 11 Mar 2020)
- [FCA CF] Manager of certification employee (since 11 Mar 2020)
- [FCA CF] Material risk taker (since 11 Mar 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 11 Mar 2020)
-
- [FCA CF] Material risk taker (7 Mar 2016 to 7 Jan 2020)
- [FCA CF] Client dealing (7 Mar 2016 to 31 Oct 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Oct 2019)
- CF30 Customer (23 Jun 2009 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2002)
-
- CF30 Customer (11 May 2009 to 12 Jun 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.