Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (2 Oct 2019 to 31 Mar 2024)
- [PRA CF] Significant risk taker or Material risk taker (2 Oct 2019 to 31 Mar 2024)
- SMF16 Compliance Oversight (7 Mar 2016 to 22 Aug 2016)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 22 Aug 2016)
- CF10 Compliance Oversight (1 Dec 2001 to 6 Mar 2016)
- CF11 Money Laundering Reporting (1 Dec 2001 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.