Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Sep 2024)
-
- CF22 Investment Adviser (Trainee) (29 Mar 2005 to 11 Oct 2006)
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
-
- CF22 Investment Adviser (Trainee) (29 Mar 2005 to 11 Oct 2006)
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
-
- (3)Employed By (1 Dec 2001 to 14 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (3)Employed By at Rod Conway Financial Services Ltd