Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (1 Oct 2018 to 10 May 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF21 Investment Adviser (11 Dec 2002 to 31 Oct 2007)
- CF11 Money Laundering Reporting (11 Dec 2002 to 1 Jul 2017)
- CF8 Apportionment and Oversight (11 Dec 2002 to 25 Mar 2008)
- CF10 Compliance Oversight (11 Dec 2002 to 1 Jul 2017)
- CF1 Director (11 Dec 2002 to 6 Apr 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.