Genesis Wealth Management Limited

• Principal Place of Business

  The Breeze

  Bartle House

  9 Oxford Court

  Manchester

  M2 3WQ

  UNITED KINGDOM

  Phone

  +4401619149230

  Web

  https://www.generatewealth.co.uk

• Complaints Contact

  The Breeze

  Bartle House

  9 Oxford Court

  Manchester

  M2 3WQ

  UNITED KINGDOM

  Phone

  +4401619149230

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Longwe

  IRN DXL00120

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 13 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 13 Jan 2021)
• Elizabeth Sarah Evans

  IRN ESE01006

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Dec 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Dec 2024)
  • CF10 Compliance Oversight (1 Jul 2017 to 5 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jul 2017 to 5 Dec 2019)
  • CF30 Customer (22 Sep 2009 to 8 Dec 2019)
• John Alexander Morrison

  IRN JAM01233

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 10 May 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (29 May 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (29 May 2003 to 31 Oct 2007)
  • CF1 Director (29 May 2003 to 8 Dec 2019)
• John Michael Tuffield

  IRN JXT02066

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Jul 2017 to 8 Dec 2019)
• John Stephen Wood

  IRN JSW01087

  • Responsible for Insurance Distribution (1 Oct 2018 to 10 May 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (11 Dec 2002 to 6 Apr 2019)
  • CF8 Apportionment and Oversight (11 Dec 2002 to 25 Mar 2008)
  • CF11 Money Laundering Reporting (11 Dec 2002 to 1 Jul 2017)
  • CF21 Investment Adviser (11 Dec 2002 to 31 Oct 2007)
  • CF10 Compliance Oversight (11 Dec 2002 to 1 Jul 2017)
• Matthew John Wood

  IRN MJW01495

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • SMF16 Compliance Oversight (since 25 Feb 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Feb 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (1 Jul 2017 to 8 Dec 2019)
  • CF30 Customer (8 Feb 2008 to 8 Dec 2019)
• Melanie Clair Elder

  IRN MCE01047

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Feb 2017 to 8 Dec 2019)

No changes recorded yet.