Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Castlefield Investment Partners LLP
FRN 432488
- SMF9 Chair of the Governing Body (since 7 Aug 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2022)
- SMF27 Partner (9 Dec 2019 to 7 Aug 2023)
- SMF1 Chief Executive (9 Dec 2019 to 7 Aug 2023)
- CF2 Non Executive Director (AR) (28 Feb 2018 to 1 Nov 2019)
- CF1 Director (AR) (9 Jul 2008 to 31 Dec 2011)
- CF30 Customer (1 Nov 2007 to 30 Nov 2020)
- CF3 Chief Executive (30 Aug 2005 to 8 Dec 2019)
- CF10 Compliance Oversight (30 Aug 2005 to 22 Oct 2012)
- CF21 Investment Adviser (30 Aug 2005 to 31 Oct 2007)
- CF27 Investment Management (30 Aug 2005 to 31 Oct 2007)
- CF4 Partner (30 Aug 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (30 Aug 2005 to 31 Oct 2007)
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- Employed By (16 Apr 2018 to 30 Nov 2020)
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- Employed By (9 Jul 2008 to 30 Nov 2020)
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- CF21 Investment Adviser (27 Sep 2004 to 4 Apr 2006)
- CF27 Investment Management (5 Jun 2002 to 8 May 2006)
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- CF1 Director (1 Dec 2001 to 31 May 2002)
- CF27 Investment Management (1 Dec 2001 to 31 May 2002)
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.