John Robert Timothy Ruddick

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Partners Wealth Management Solutions Limited (no longer approved here)

    FRN 739045

    • [FCA CF] Manager of certification employee (25 Feb 2025 to 11 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Feb 2025)
    • SMF3 Executive Director (9 Dec 2019 to 28 May 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Feb 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 28 May 2024)
    • Responsibility for MCD Intermediation (9 Jan 2017 to 28 May 2024)
    • Responsible for Insurance Mediation (9 Jan 2017 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (9 Mar 2016 to 8 Dec 2019)
    • CF1 Director (9 Mar 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Mar 2016 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 Mar 2016 to 8 Dec 2019)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • [FCA CF] Material risk taker (24 Jul 2024 to 11 Feb 2026)
  • Open Prepaid Funerals Limited (no longer approved here)

    FRN 962403

    • SMF16 Compliance Oversight (29 Jul 2022 to 28 Feb 2024)
    • SMF3 Executive Director (29 Jul 2022 to 28 Feb 2024)
  • Vehicle Contracts Limited (no longer approved here)

    FRN 725582

    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 19 Jun 2022)
    • CF8 Apportionment and Oversight (20 Jan 2016 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • Responsible for Insurance Mediation (14 Jan 2005 to 13 Jul 2012)
    • CF8 Apportionment and Oversight (27 Mar 2003 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (27 Mar 2003 to 19 Feb 2007)
    • CF10 Compliance Oversight (27 Mar 2003 to 1 Dec 2006)
    • CF1 Director (1 Dec 2001 to 13 Jul 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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