Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PFS (IFA) Limited (no longer approved here)

    FRN 415898

    • SMF3 Executive Director (9 Dec 2019 to 8 Sep 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Sep 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 8 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • Responsible for Insurance Mediation (20 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (20 Jan 2005 to 31 Mar 2009)
    • CF10 Compliance Oversight (20 Jan 2005 to 28 Oct 2019)
    • CF21 Investment Adviser (20 Jan 2005 to 31 Oct 2007)
    • CF1 Director (20 Jan 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.