Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (22 Oct 2013 to 8 Dec 2019)
    • CF30 Customer (31 Oct 2012 to 8 Dec 2019)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF1 Director (15 Apr 2005 to 1 Dec 2005)
    • CF21 Investment Adviser (2 Sep 2002 to 24 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.