John Richard Hammond

• DWS Alternatives Global Limited (no longer approved here)

  FRN 458997

  • [FCA CF] Client dealing (30 Jun 2021 to 30 Sep 2021)
  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
  • CF1 Director (31 Jul 2019 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (26 Feb 2007 to 31 Oct 2007)
• DWS Investments UK Limited (no longer approved here)

  FRN 429806

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Sep 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Sep 2020)
  • CF30 Customer (2 Sep 2013 to 8 Dec 2019)
• Schroder Investment Management Limited (no longer approved here)

  FRN 119348

  • CF27 Investment Management (29 Apr 2003 to 30 Apr 2004)
• Schroder Investment Management North America Limited (no longer approved here)

  FRN 144543

  • CF27 Investment Management (29 Apr 2003 to 30 Apr 2004)
• Schroder Real Estate Investment Management Limited (no longer approved here)

  FRN 190064

  • CF27 Investment Management (29 Apr 2003 to 30 Apr 2004)
• Janus Henderson Investors UK Limited (no longer approved here)

  FRN 121857

  • CF27 Investment Management (1 Dec 2001 to 29 Jun 2002)

No changes recorded yet.