John Philip Moore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JULIAN HARRIS ADVISER NETWORK LIMITED

    FRN 304155

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF1 Director (AR) (since 25 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
    • CF30 Customer (since 25 Mar 2026)
  • Julian Harris Financial Consultants

    FRN 153566

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 10 Jun 2022)
    • CF1 Director (AR) (since 10 Jun 2022)
    • CF30 Customer (since 10 Jun 2022)
    • [FCA CF] Functions requiring qualifications (19 May 2022 to 4 Mar 2024)
    • [FCA CF] Client dealing (19 May 2022 to 4 Mar 2024)
  • Carter Moore Financial Advice and Wealth Management Ltd

    FRN 600447

    • Employed By (since 10 Jun 2022)
    • Employed By (8 May 2013 to 8 Apr 2022)
  • MORTGAGE INTELLIGENCE LIMITED

    FRN 305330

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 5 Dec 2006)
  • Carter Moore LLP

    FRN 460664

    • Employed By (since 5 Dec 2006)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Jan 2009 to 25 Apr 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (632)Employed By (16 Dec 2008 to 25 Apr 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF22 Investment Adviser (Trainee) (26 Feb 2002 to 30 Aug 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)

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Updates to this individual's record on the FCA register.

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