Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CITY FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 440633

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (24 Feb 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • City Financial Planning Ltd (no longer approved here)

    FRN 200112

    • Employed By (9 Aug 2004 to 4 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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