Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Mar 2025)
    • SMF16 Compliance Oversight (since 19 Feb 2025)
    • [FCA CF] Client dealing (since 24 Oct 2024)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (6 Jul 2011 to 1 Aug 2012)
  • Capital Advisory Partners Ltd (no longer approved here)

    FRN 450657

    • CF30 Customer (16 Oct 2009 to 22 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.