John Patrick Keane

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lloyds Bank Corporate Markets Plc
FRN 763256
- [FCA CF] Manager of certification employee (since 14 Jun 2023)
- [FCA CF] Algorithmic trading (since 1 Dec 2020)
- [FCA CF] Client dealing (since 28 Sep 2017)
Chalkhill Partners LLP (no longer approved here)
FRN 499335
- CF30 Customer (26 Nov 2015 to 30 Jun 2017)
- CF4 Partner (26 Nov 2015 to 30 Jun 2017)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (4 Mar 2013 to 26 Oct 2015)
Banco Santander, S.A. (no longer approved here)
FRN 136261
- CF30 Customer (3 Feb 2010 to 19 Feb 2013)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF30 Customer (13 Nov 2009 to 3 Feb 2010)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 9 Sep 2009)
- CF21 Investment Adviser (27 Apr 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.