Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Sep 2005)
    • CF1 Director (18 Sep 2003 to 28 Sep 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 18 Sep 2003)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF1 Director (18 Sep 2003 to 28 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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