Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (18 Mar 2021 to 20 Feb 2023)
- SMF3 Executive Director (9 Dec 2019 to 18 Mar 2021)
- CF28 Systems and controls (16 Jan 2013 to 8 Dec 2019)
- CF2 Non Executive Director (1 Apr 2010 to 26 Oct 2012)
- CF10 Compliance Oversight (23 Oct 2007 to 24 Oct 2008)
- CF1 Director (16 Apr 2002 to 31 Mar 2010)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
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- CF2 Non Executive Director (AR) (22 Mar 2017 to 21 Oct 2025)
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- (1)Employed By (22 Mar 2017 to 21 Oct 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Abacus Research LLP
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controlled function added: (1)Employed By at Abacus Research LLP