BLUE PLANET INVESTMENT MANAGEMENT LTD.

• Principal Place of Business

  17 Grosvenor Crescent

  Edinburgh

  Midlothian

  EH12 5EL

  SCOTLAND

  Phone

  +441314666666

  Web

  https://www.blueplanet.eu

• Complaints Contact

  17 Grosvenor Crescent

  Edinburgh

  Midlothian

  EH12 5EL

  SCOTLAND

  Phone

  +441314666666

  Web

  https://www.blueplanet.eu

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alastair Mark Newman

  IRN AMN01021

  • CF10 Compliance Oversight (10 Jun 2005 to 19 Oct 2007)
  • CF11 Money Laundering Reporting (10 Jun 2005 to 19 Oct 2007)
  • CF1 Director (10 Jun 2005 to 1 Aug 2007)
• Alice Elisabeth Selby Anderson

  IRN AEA01025

  • CF27 Investment Management (6 Dec 2006 to 23 Aug 2007)
• Bryan John Rankin

  IRN BJR01036

  • CF1 Director (1 Dec 2001 to 7 Feb 2002)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Feb 2002)
  • CF13 Finance (1 Dec 2001 to 7 Feb 2002)
• Campbell Robin MacLeod

  IRN CRM01069

  • CF27 Investment Management (12 May 2004 to 24 Aug 2007)
• Clare Jane Kummerer

  IRN CJK01017

  • CF1 Director (1 Dec 2001 to 31 Dec 2001)
• David John Wallace Dodds

  IRN DJD01169

  • CF26 Customer Trading (21 Nov 2005 to 22 Dec 2005)
• Euan Michael Rae

  IRN EMR01008

  • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Jul 2003)
  • CF1 Director (1 Dec 2001 to 7 Jul 2003)
  • CF27 Investment Management (1 Dec 2001 to 7 Jul 2003)
• Gavin Douglas Mair

  IRN GDM01071

  • CF10 Compliance Oversight (19 Sep 2002 to 31 Jul 2003)
  • CF11 Money Laundering Reporting (19 Sep 2002 to 31 Jul 2003)
  • CF15 Internal Audit (19 Sep 2002 to 31 Jul 2003)
• Harish Haridas

  IRN HXH01157

  • CF30 Customer (1 Nov 2007 to 7 Nov 2008)
  • CF26 Customer Trading (4 Sep 2006 to 31 Oct 2007)
• Henry Thomas Sheffield Whaley

  IRN HTW01001

  • CF1 Director (1 Dec 2001 to 17 Jan 2003)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 17 Jan 2003)

No changes recorded yet.