BLUE PLANET INVESTMENT MANAGEMENT LTD.

• Principal Place of Business

  17 Grosvenor Crescent

  Edinburgh

  Midlothian

  EH12 5EL

  SCOTLAND

  Phone

  +441314666666

  Web

  https://www.blueplanet.eu

• Complaints Contact

  17 Grosvenor Crescent

  Edinburgh

  Midlothian

  EH12 5EL

  SCOTLAND

  Phone

  +441314666666

  Web

  https://www.blueplanet.eu

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Igor Mikhaylovitch Okhremenko

  IRN IMO01006

  • CF30 Customer (9 May 2008 to 31 Oct 2008)
• John Andrew Alexander Nicol

  IRN JAN01062

  • CF10 Compliance Oversight (10 May 2004 to 26 May 2005)
  • CF11 Money Laundering Reporting (10 May 2004 to 26 May 2005)
• John Gerard Allison

  IRN JGA01012

  • CF2 Non Executive Director (1 Dec 2001 to 31 Jul 2003)
• John Nicholas Graham-Brown

  IRN JNG01024

  • Director of firm who is not a certification employee or a SMF manager (18 Mar 2021 to 20 Feb 2023)
  • SMF3 Executive Director (9 Dec 2019 to 18 Mar 2021)
  • CF28 Systems and controls (16 Jan 2013 to 8 Dec 2019)
  • CF2 Non Executive Director (1 Apr 2010 to 26 Oct 2012)
  • CF10 Compliance Oversight (23 Oct 2007 to 24 Oct 2008)
  • CF1 Director (16 Apr 2002 to 31 Mar 2010)
  • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
• John William Duffus Campbell

  IRN JWC01053

  • CF2 Non Executive Director (17 Apr 2002 to 25 Nov 2003)
• Katharine Tinsley Lockhart

  IRN KTL01008

  • CF10 Compliance Oversight (24 Oct 2008 to 11 Feb 2011)
  • CF11 Money Laundering Reporting (23 Oct 2007 to 11 Feb 2011)
• Kay Susan Bendall

  IRN KXB01395

  • CF1 Director (18 Jan 2008 to 30 Nov 2011)
  • CF30 Customer (1 Nov 2007 to 30 Nov 2011)
  • CF26 Customer Trading (3 Aug 2005 to 4 Dec 2006)
  • CF27 Investment Management (10 Jun 2004 to 9 Jul 2004)
• Kenneth Christopher Murray

  IRN KCM01019

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (7 Aug 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (24 Sep 2003 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
• Liam Meade

  IRN LXM01693

  • SMF3 Executive Director (since 21 May 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 8 Mar 2023)
  • CF10 Compliance Oversight (4 Oct 2012 to 8 Dec 2019)
  • CF29 Significant management (4 Oct 2012 to 8 Dec 2019)
• Magdalena Murray

  IRN MXM04068

  • SMF3 Executive Director (since 16 Feb 2021)
  • SMF16 Compliance Oversight (since 16 Dec 2019)
  • CF2 Non Executive Director (29 Jul 2016 to 8 Dec 2019)

No changes recorded yet.