Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 Jun 2022 to 25 Oct 2024)
- [FCA CF] Functions requiring qualifications (28 Jun 2022 to 25 Oct 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2023)
- SMF3 Executive Director (9 Dec 2019 to 6 Jun 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2023)
- CF30 Customer (13 May 2010 to 8 Dec 2019)
- CF1 Director (26 Apr 2010 to 8 Dec 2019)
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- (16)Employed By (17 Sep 1999 to 21 Jul 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.