Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (28 Jun 2022 to 25 Oct 2024)
    • [FCA CF] Functions requiring qualifications (28 Jun 2022 to 25 Oct 2024)
  • LMJ Financial Management Ltd (no longer approved here)

    FRN 513210

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 6 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2023)
    • CF30 Customer (13 May 2010 to 8 Dec 2019)
    • CF1 Director (26 Apr 2010 to 8 Dec 2019)
  • LMJ Financial Services Limited (no longer approved here)

    FRN 190524

    • (16)Employed By (17 Sep 1999 to 21 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

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