LMJ Financial Management Ltd

• Principal Place of Business

  Upper South Hall

  Bullen Farm Business Centre

  Bullen Lane

  East Peckham

  Tonbridge

  Kent

  TN12 5LX

  UNITED KINGDOM

  Phone

  +4401732874111

  Web

  https://www.lmjfm.co.uk

• Complaints Contact

  Bullen Farm

  Bullen Lane

  East Peckham

  Tonbridge

  TN12 5LX

  UNITED KINGDOM

  Phone

  +4401732874111

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

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  • · i) This permission is limited to debt adjusting with no debt management activity ii) This permission is limited to debt adjusting which is provided in connection with investment advice and mortgage advice.

• Debt Advice

  Show 1 limitation Hide limitations

  • · i) This permission is limited to debt counselling with no debt management activity ii) This permission is limited to debt counselling which is provided in connection with investment advice and mortgage advice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Graham Simmonds

  IRN DGS00031

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (26 Apr 2010 to 8 Dec 2019)
  • CF30 Customer (26 Apr 2010 to 8 Dec 2019)
• David Ruddle

  IRN DXR00106

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF11 Money Laundering Reporting (3 Jan 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Jan 2012 to 8 Dec 2019)
  • CF30 Customer (26 Apr 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (26 Apr 2010 to 30 Sep 2018)
  • CF1 Director (26 Apr 2010 to 8 Dec 2019)
• James Edmund Comrie

  IRN JXC00182

  • CF30 Customer (26 Apr 2010 to 26 Apr 2010)
• John Clarence May

  IRN JCM00029

  • CF11 Money Laundering Reporting (1 Oct 2010 to 14 Dec 2011)
  • CF10 Compliance Oversight (1 Oct 2010 to 14 Dec 2011)
• John Nash

  IRN JMN00017

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2023)
  • SMF3 Executive Director (9 Dec 2019 to 6 Jun 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2023)
  • CF30 Customer (13 May 2010 to 8 Dec 2019)
  • CF1 Director (26 Apr 2010 to 8 Dec 2019)
• John Ribbins

  IRN JXR00088

  • CF30 Customer (26 Apr 2010 to 26 Apr 2010)
• Kelan McGlynn

  IRN KXM00800

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
  • [FCA CF] Client dealing (since 1 Apr 2025)
• Kevin John Hughes

  IRN KJH01120

  • CF30 Customer (26 Apr 2010 to 18 Nov 2010)
• Kevin Roy Donoghue

  IRN KRD00009

  • CF1 Director (26 Apr 2010 to 1 Nov 2012)
  • CF30 Customer (26 Apr 2010 to 1 Nov 2012)
• Leyton Cole Simmonds

  IRN LXS00516

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 23 Mar 2023)
  • [FCA CF] Client dealing (23 Mar 2023 to 30 May 2023)

No changes recorded yet.