Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Client dealing (since 31 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2023)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2022)
    • CF30 Customer (26 Sep 2013 to 8 Dec 2019)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (1 Nov 2007 to 28 Sep 2013)
    • CF27 Investment Management (27 Aug 2002 to 31 Oct 2007)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF27 Investment Management (1 Dec 2001 to 31 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.