John Moore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Horizon Holding International LLP

    FRN 504209

    • CF30 Customer (since 11 Jul 2025)
  • HENRY COSTA PARTNERS LIMITED

    FRN 1015532

    • (1)Employed By (since 11 Jul 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (11 Mar 2022 to 12 Sep 2024)
    • [FCA CF] Client dealing (2 Dec 2021 to 12 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 16 Jun 2009)
    • CF21 Investment Adviser (21 Mar 2006 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (30 May 2019 to 26 Nov 2021)
    • [FCA CF] Material risk taker (6 Mar 2019 to 26 Nov 2021)
    • [FCA CF] Client dealing (12 Jul 2018 to 26 Nov 2021)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (30 May 2019 to 26 Nov 2021)
    • [FCA CF] Material risk taker (30 May 2019 to 26 Nov 2021)
    • [FCA CF] Client dealing (12 Jul 2018 to 26 Nov 2021)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (13 May 2013 to 13 Jul 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF23 Corporate Finance Adviser (1 Dec 2004 to 13 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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