Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • [FCA CF] Client dealing (7 Mar 2016 to 6 May 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
    • CF26 Customer Trading (9 Oct 2002 to 5 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.