Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (4 Dec 2017 to 21 Mar 2019)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF29 Significant management (3 Feb 2010 to 5 Apr 2013)
    • CF30 Customer (1 Nov 2007 to 5 Apr 2013)
    • CF21 Investment Adviser (23 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.