John Malhotra

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • SMF22 Other Local Responsibility (28 Jul 2021 to 1 Jul 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (4 Mar 2021 to 28 Jul 2021)
    • [FCA CF] Material risk taker (16 Mar 2016 to 4 Mar 2021)
    • CF30 Customer (12 Aug 2015 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (8 Dec 2009 to 28 Nov 2011)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
    • CF23 Corporate Finance Adviser (18 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.