John Leslie Peake

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)
FRN 449607
- CF4 Partner (AR) (14 May 2013 to 24 Jun 2014)
- CF30 Customer (9 Aug 2012 to 9 Jul 2018)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (20 Oct 2010 to 30 Jul 2012)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF21 Investment Adviser (4 Nov 2003 to 5 May 2005)
- CF22 Investment Adviser (Trainee) (2 Oct 2002 to 4 Nov 2003)
Doran Scott Williams Limited (no longer approved here)
FRN 190441
- Employed By (2 Oct 2002 to 5 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.