Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF30 Customer (since 13 Nov 2025)
    • Appointed representative dealing with clients for which they require qualification (since 12 Nov 2025)
    • (12)Employed By (since 3 Feb 2025)
    • (23)Employed By (5 Oct 2019 to 16 Nov 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Dec 2025)
    • CF30 Customer (5 Oct 2019 to 4 Dec 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (IPWM) Limited

  2. controlled function added: (23)Employed By at Finli (IPWM) Limited

  3. controlled function added: (12)Employed By at Finli (IPWM) Limited