John Lawrence Griffiths

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capital International Limited
FRN 119193
- [FCA CF] Client dealing (since 1 Feb 2021)
- [FCA CF] Significant management (1 Feb 2021 to 27 Sep 2022)
Capital Group UK Management Company Limited (no longer approved here)
FRN 943758
- [FCA CF] Significant management (30 Apr 2024 to 7 Apr 2025)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- [FCA CF] Manager of certification employee (1 Oct 2020 to 5 Jan 2021)
- CF30 Customer (6 Jan 2016 to 10 Apr 2017)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- SMF3 Executive Director (13 Jan 2020 to 10 Nov 2020)
- CF30 Customer (6 Jan 2016 to 8 Dec 2019)
PIMCO Europe Ltd (no longer approved here)
FRN 149303
- CF30 Customer (25 Jul 2008 to 31 Dec 2014)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF30 Customer (1 Nov 2007 to 2 Jun 2008)
- CF21 Investment Adviser (22 Feb 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.