John King

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Janus Henderson Investors UK Limited
FRN 121857
- [FCA CF] Client dealing (since 2 Jan 2024)
Liontrust Investment Partners LLP (no longer approved here)
FRN 518552
- [FCA CF] Client dealing (1 Apr 2022 to 11 May 2023)
AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- CF30 Customer (30 Jan 2017 to 11 Nov 2019)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (11 Feb 2016 to 20 Jul 2016)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- CF30 Customer (4 May 2011 to 8 Jul 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.